By Wachira Maina
In Summary
It is a truism that hard cases make bad law. And yet
sometimes it is the simple cases that vex. Until last week, Kenya has
been enthralled by the question whether a judge serving under a new
constitution but appointed under the old can claim some of the benefits
of the old while serving tenure under the new.
That question was raised by two judges of the Supreme Court:
Deputy Chief Justice Kalpana Rawal and Justice Philip Tunoi. They were
told by the Judicial Service Commission (JSC) that having attained the
retirement age of 70 years, mandated by the new Constitution, they were
not eligible to continue serving. A High Court bench of five agreed with
the JSC.
The two judges appealed to the Court of Appeal: a bench of seven
unanimously agreed with the High Court. They then appealed to the
Supreme Court, the court in which the two served. Deputy Chief Justice
Rawal sought and obtained from her colleague, Justice Njoki Ndung’u, a
series of orders.
First, she successfully asked Justice Njoki to certify her ex
parte application as urgent. Based on that she got seven additional
orders: one to suspend the decision of the Court Appeal; a second to
continue serving as a Supreme Court judge; a third to stop the JSC from
advertising any vacancy in the office that she occupies; a fifth to bar
the JSC from retiring her; a sixth to allow her to act as the Chief
Justice if there should be a vacancy in the office, and a seventh to
clarify to the JSC that all judges appointed before the August 27, 2010 —
that is under the old Constitution — were eligible to be appointed as
Supreme Court Judges or Chief Justice even if they had attained the age
of seventy.
Appraised of these goings on, Chief Justice Willy Mutunga,
noting that these orders had been certified as urgent, invoked his
“administrative powers” to fast track the hearing. He instructed the
Registrar to serve the parties to appear for an inter-parties hearing
before a five-judge bench on June 2, 2016, rather than June 24, the date
Justice Ndung’u had set.
These instructions aggrieved both Rawal and Tunoi who now argued
that the CJ was interfering “with the judicial orders” of justice
Ndung’u. They filed objections condemning the Chief Justice for issuing
“outrightly illegal directions” based on “nebulous” “administrative
powers.
Two opposing applications were then made. The first by the JSC
to set aside Justice Ndung’u’s orders; to strike out Justice Rawal’s
Notice of Appeal.
The second application was by Mr Okiya Omtatah, a citizen who
had been involved in the case since it was first filed in the High
Court. The gravamen of his preliminary objection was that all judges of
the Supreme Court had earlier “either supported or opposed” the
proposition that “judges appointed under the repealed Constitution”
should retire at age 70.
Interference
Crucial to the first objection was the scope of Justice
Ndung’u’s order as against the date changes in chief justice Mutunga’s
order. Justice Mutunga did not reverse Justice Ndung’u’s ex parte orders
suspending the implementation of the decision of the Court of Appeal.
He merely changed the date for the inter-partes hearing. Since
the charge by Justice Rawal and Justice Tunoi was that Mutunga
interfered with Justice Ndung’u’s judicial decision, the legal issue in
play is whether setting the date of hearing is a judicial decision.
Technically speaking, a judicial decision relates to an issue in
dispute: when a case should be heard may but rarely is an issue in
dispute. Both Ndung’u and Justice J.B. Ojwang were plainly wrong:
Revising the date of the hearing is not a judicial decision, it is an
administrative one.
Judicial mischief
And although Justice Ndung’u exhausted herself excoriating
Justice Mutunga and justifying herself on this, her ex parte decision
smirks of judicial mischief. Consider. Rawal came to the Supreme Court
at “lightning speed” in the words of Chief Justice Mutunga.
Given this initial urgency, it is puzzling in the extreme that
she did not protest the fact that Justice Ndung’u set the hearing date
one month from the date of the ex parte order. Digging a little deeper,
this date puts both Justice Rawal’s ‘urgency’ and Justice Ndung’u’s
motives under severe scrutiny
Justice Ndung’u knew that Chief Justice Mutunga would retire on
June 16. With Justice Tonui out fighting bribery claims in a tribunal
and Justice Rawal herself unable to sit to hear her own appeal, the
Supreme Court — which must have a minimum of five judges to sit — would
not have sat on June 24.
Justice Ndung’u’s ex parte order, as Justice Smokin Wanjala
wryly noted, would then have effectively granted Justice Rawal the
appeal she wanted because, without a bench to hear her case, she would
have continued to sit as judge. With Justice Mutunga retired on the June
16, Justice Rawal would have become acting chief justice.
As CJ, she would have had administrative and judicial sway over
the courts. She would have sat on the JSC and actively participated in
the hiring of the next CJ. She would even have been eligible to apply
for that post. More perniciously, if Justice Tunoi’s appeal came before
her, she could have refused to recuse herself — as Justice Ndung’u and
Justice Ojwang did in her case- and with her vote, Justice Ndung’u’s and
Justice Ojwang’s, she could have settled the judge’s retirement age at
74.
Thus far, the first objection. The second objection, Okiyah
Omtatah’s, was that the Supreme Court should not hear the case because
individual judges of the court were biased.
That charge rested on the following claims: Chief Justice Willy
Mutunga and Smokin Wanjala both served on the JSC and the commission had
already decided that 70 was the retirement age; Justices Rawal, Tunoi,
Ibrahim, Ojwang, and Ndung’u had written a memorandum to the JSC, in
which they had categorically demanded that the Judiciary “formally
acknowledge” that their retirement age was 74. In addition, Justices
Ndung’u and Ojwang, had already addressed the question in the case of
Nicholas Salat v. IEBC and Others.
Three arguments were made to resist the bias claim. First,
counsel for Justices Rawal and Tunoi argued that comments made by the
judges in the Salat case could not anchor a bias claim, ostensibly
because the High Court had already decided in Kalpana H. Rawal v.
Judicial Service Commission that the Supreme Court had not determined
the retirement age of judges.
Moreover, the argument went, the claims of bias rested on
positions “taken outside the court.” Counsel argued that Justice Ojwang
even published articles and books outside his judicial function.
Presumably, this was a suggestion that a party cannot raise a claim of
bias based on scholarly or out of court publications.
As the majority on the Supreme Court appreciated, Justices
Ndung’u and Ojwang misconceived the nature of Judicial bias. It does not
matter that a judge made comments that reveal bias outside court or
even in a scholarly article.
As Mathew Groves persuasively argues in “Public Statements by Judges and the Bias Rule" even things said in scholarly articles can trigger claims of bias and so disqualification.
For instance, in the English case of Locabail (UK) Ltd v.
Bayfield Properties Ltd, the Court of Appeal held that scholarly
publications could lead to disqualification where as in that case, a
part-time judge who specialised in personal injury cases, had written
four articles criticising the conduct of large insurance companies and
praised “decisions favouring claimants.”
His articles also questioned “whether a change of culture in
personal injury litigation was possible.” The court thought that these
articles properly supported the argument that this particular judge was a
committed advocate of the cause of claimants generally.” It is,
therefore, no argument against a claim of bias that the statements made
were extra judicial.
It is true that judges do not live in “monastic seclusions” and
they do not come to court as empty vessels with no views and
prejudgments. But if they express themselves strongly on an issue they
must be aware, as Groves notes, that their “extrajudicial
pronouncements” may have no judicial authority but the “lay public may
not appreciate that opinions expressed by judges extra-judicially are
not authoritative in the way that opinions expressed in court judgments
usually are.”
Degree of finality
In writing to the JSC about the age of retirement, the judges
had expressed themselves with a degree of finality that would lead a
reasonable person to conclude that they would not listen to the case
with an open mind. So it is not enough for Justices Ndung’u and Ojwang
to make hortatory claims that they could keep an open mind on the
question.
And the argument that they had not made any conclusive findings
on retirement in the Salat case is unpersuasive. In the Salat case the
three judges “played a critical role and gave shape” to the very events
that were at issue in the Justices Rawal and Tonui appeal.
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